SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
FLOOR 16-17, #118 RONGKE ROAD |
PUDONG DISTRICT |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/29/2023
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3. Issuer Name and Ticker or Trading Symbol
ACM Research, Inc.
[ ACMR ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
X |
Other (specify below) |
Possible member of 10% group
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock |
3,438,510 |
D |
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Common stock |
3,358,728 |
I |
Through Shanghai Pudong Science and Technology Investment Group Co., Ltd.
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
FLOOR 16-17, #118 RONGKE ROAD |
PUDONG DISTRICT |
(Street)
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1. Name and Address of Reporting Person*
FLOOR 16-17, #118 RONGKE ROAD |
PUDONG DISTRICT |
(Street)
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Explanation of Responses: |
Remarks: |
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/s/ Guangda Liu, authorized representative |
06/13/2023 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Joint Filer Information
Names: |
Shanghai Pudong Science and Technology Investment Group Co., Ltd. |
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Address: |
Floor 16-17, #118 Rongke Road |
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Pudong District, Shanghai, People’s Republic of China 201203 |
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Designated Filer: |
Shanghai Science and Technology Venture Capital (Group) Co., Ltd. |
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Issuer and Ticker Symbol: |
ACM Research, Inc. [ACMR] |
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Date of Event Requiring Statement: |
May 29, 2023 |
The undersigned, Shanghai Pudong
Science and Technology Investment Group Co., Ltd., is jointly filing the attached Initial Statement of Beneficial
Ownership on Form 3 with Shanghai Science and Technology Venture Capital (Group) Co., Ltd. with respect to the beneficial ownership of
securities of ACM Research, Inc.
Signatures:
SHANGHAI PUDONG SCIENCE AND TECHNOLOGY INVESTMENT GROUP CO., LTD.
By: /s/ Guangda Liu
Name: Gyangda Liu
Title: Authorized Representative
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